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Money laundering
Prevention of money laundering
Our studies reveal that many obligated parties are aware of the existence of the regulations, but very few have taken steps to comply with them. Many of them have only appointed a representative before the Executive Service for the Prevention of Money Laundering (SEPBLAC) and in some cases they have a procedures manual, but they do not really know how they should apply the regulations in their day-to-day work.
According to the latest information from the sector, external accountants, tax advisors and lawyers will be the target of inspections during the next two years, as the State considers that they are the sectors that contribute the most to their clients’ money laundering, either because they are unaware of the controls they must carry out to prevent it.
At Capital Auditors, we know that our clients need a service that fully addresses compliance with these regulations, beyond the mere preparation of a manual and training for their employees.
- Initial Audit.
- Preparation of the Manual for the Prevention of Money Laundering and Financing of Terrorism. Registration of the company and the representative before the Executive Service for the Prevention of Money Laundering (SEPBLAC).
- Systematic notifications of transactions to SEPBLAC.
- Negative half-yearly notifications to SEPBLAC.
- Notifications and follow-up of operations for suspicious indications of Money Laundering and Financing of Terrorism.
- Specific training in Prevention of Money Laundering and Financing of Terrorism in accordance with current regulations.
- External audits carried out by External Experts in the Prevention of Money Laundering and Terrorist Financing accredited by SEPBLAC.
